Securities and Exchange Board of India (Licensing of The business of a merchant banker) Bye-laws, 2017 [R1J-5EB]
As at 7 September 2026. In force from 1 December 2017.
Preamble
Bye-laws (27)
Bye-law 1. Short title and commencement [SBS-2AS]
Bye-law 2. Definitions [SBS-2BV]
Bye-law 3. Authorised agent [SBS-2CN]
Bye-law 4. Records to be maintained [SBS-2DQ]
Bye-law 5. Register of merchant bankers [SBS-2EH]
Bye-law 6. Appeal [SBS-2FK]
Bye-law 7. Destruction of records [SBS-2G8]
Bye-law 8. Display of certificate [SBS-2HA]
Bye-law 9. Intimation of change [SBS-2JC]
Bye-law 10. Conditions of registration [SBS-2KE]
Bye-law 11. Refund of fees [SBS-2M0]
Bye-law 12. Refusal of registration [SBS-2N2]
Bye-law 13. Application for registration [SBS-2P4]
Bye-law 14. Validity and renewal of certificate [SBS-2Q6]
Bye-law 15. Periodical returns [SBS-2RR]
Bye-law 16. Safe custody [SBS-2ST]
Bye-law 17. Records to be kept at the premises [SBS-2TW]
Bye-law 18. Surrender of certificate [SBS-2VY]
Bye-law 19. Production of records [SBS-2WG]
Bye-law 20. Duplicate certificate [SBS-2XJ]
Bye-law 21. Electronic records [SBS-2YM]
Bye-law 22. Opportunity of hearing [SBS-2ZP]
Bye-law 23. Correction of entries [SBS-309]
Bye-law 24. Forms [SBS-31B]
Bye-law 25. Custody of the register [SBS-32D]
Bye-law 26. Transfer of registration [SBS-33F]
Bye-law 27. Disposal of appeal [SBS-341]
Made under
Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India, with the previous approval of the Central Government, hereby makes the following bye-laws, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.
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