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SEBI (Appeals of Custodians of securities) Regulations, 2014 [R1K-ZBE]

As at 7 September 2026. In force from 20 August 2014.

Dates: made 20 August 2014; in force 20 August 2014; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: SEBI (Appeals of Custodians of securities) Regulations, 2014, SEBI (Appeals of Custodians of securities) Regulations, 2014, 20th August, 2014 [R1K-ZBE]. Machine: R1K-ZBE.

Preamble

Regulations (30)

Regulation 1. Short title and commencement [SCR-6N5]

Regulation 2. Definitions [SCR-6P3]

Regulation 3. Electronic records [SCR-6Q1]

Regulation 4. Application for registration [SCR-6RZ]

Regulation 5. Appeal [SCR-6SX]

Regulation 6. Forms [SCR-6TV]

Regulation 7. Transfer of registration [SCR-6VS]

Regulation 8. Opportunity of hearing [SCR-6WQ]

Regulation 9. Report to the Government [SCR-6XN]

Regulation 10. Surrender of certificate [SCR-6YK]

Regulation 11. Language of records and returns [SCR-6ZH]

Regulation 12. Report of inspection [SCR-70E]

Regulation 13. Duplicate certificate [SCR-71C]

Regulation 14. Particulars of application [SCR-72A]

Regulation 15. Safe custody [SCR-738]

Regulation 16. Records to be maintained [SCR-746]

Regulation 17. Maintenance of premises [SCR-754]

Regulation 18. Authorised agent [SCR-762]

Regulation 19. Conditions of registration [SCR-770]

Regulation 20. Manner of service of orders [SCR-78Y]

Regulation 21. Refusal of registration [SCR-79W]

Regulation 22. Periodical returns [SCR-7AT]

Regulation 23. Refund of fees [SCR-7BR]

Regulation 24. Disposal of appeal [SCR-7CP]

Regulation 25. Custody of the register [SCR-7DM]

Regulation 26. Annual statement [SCR-7EJ]

Regulation 27. Report of contravention [SCR-7FG]

Regulation 28. Fees [SCR-7GB]

Regulation 29. Validity and renewal of certificate [SCR-7H9]

Regulation 30. Name board [SCR-7JF]

Made under

Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.

Acts on (0)

none

Acted on by (0)

none

Not held (0)

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SEBI (Appeals of Custodians of securities) Regulations, 2014 [R1K-ZBE]