SEBI (Manner of Application of Research analysts) Regulations, 2021 [R18-1YG]
As at 7 September 2026. In force from 8 December 2021.
Preamble
Regulations (30)
Regulation 1. Short title and commencement [S68-2X0]
Regulation 2. Definitions [S68-2Y6]
Regulation 3. Maintenance of premises [S68-2Z4]
Regulation 4. Forms [S68-30V]
Regulation 5. Destruction of records [S68-31S]
Regulation 6. Production of records [S68-32Z]
Regulation 7. Transfer of registration [S68-33X]
Regulation 8. Language of records and returns [S68-34K]
Regulation 9. Fees [S68-35H]
Regulation 10. Conditions of registration [S68-36Q]
Regulation 11. Correction of entries [S68-37N]
Regulation 12. Register of research analysts [S68-38B]
Regulation 13. Custody of the register [S68-399]
Regulation 14. Records to be kept at the premises [S68-3AF]
Regulation 15. Report to the Government [S68-3BD]
Regulation 16. Annual statement [S68-3C3]
Regulation 17. Opportunity of hearing [S68-3D1]
Regulation 18. Appeal [S68-3E7]
Regulation 19. Particulars of application [S68-3F5]
Regulation 20. Duplicate certificate [S68-3GY]
Regulation 21. Safe custody [S68-3HW]
Regulation 22. Report of inspection [S68-3JT]
Regulation 23. Report of contravention [S68-3KR]
Regulation 24. Grant of certificate of registration [S68-3MP]
Regulation 25. Manner of service of orders [S68-3NM]
Regulation 26. Surrender of certificate [S68-3PJ]
Regulation 27. Periodical returns [S68-3QG]
Regulation 28. Authorised agent [S68-3RE]
Regulation 29. Validity and renewal of certificate [S68-3SC]
Regulation 30. Refusal of registration [S68-3TA]
Made under
Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.
Acts on (0)
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Acted on by (0)
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Not held (0)
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