Securities and Exchange Board of India (Registration of The business of a stock broker) Bye-laws, 2013 [R1D-FNP]
As at 7 September 2026. In force from 18 March 2013.
Preamble
Bye-laws (30)
Bye-law 1. Short title and commencement [S98-6G1]
Bye-law 2. Definitions [S98-6H3]
Bye-law 3. Particulars of application [S98-6J5]
Bye-law 4. Fees [S98-6K7]
Bye-law 5. Validity and renewal of certificate [S98-6M9]
Bye-law 6. Report of contravention [S98-6NB]
Bye-law 7. Refusal of registration [S98-6PD]
Bye-law 8. Intimation of change [S98-6QF]
Bye-law 9. Records to be kept at the premises [S98-6RH]
Bye-law 10. Refund of fees [S98-6SK]
Bye-law 11. Annual statement [S98-6TN]
Bye-law 12. Custody of the register [S98-6VQ]
Bye-law 13. Transfer of registration [S98-6WS]
Bye-law 14. Report to the Government [S98-6XV]
Bye-law 15. Authorised agent [S98-6YX]
Bye-law 16. Surrender of certificate [S98-6ZZ]
Bye-law 17. Manner of service of orders [S98-700]
Bye-law 18. Safe custody [S98-712]
Bye-law 19. Opportunity of hearing [S98-724]
Bye-law 20. Production of records [S98-736]
Bye-law 21. Report of inspection [S98-748]
Bye-law 22. Register of stock brokers [S98-75A]
Bye-law 23. Duplicate certificate [S98-76C]
Bye-law 24. Maintenance of premises [S98-77E]
Bye-law 25. Language of records and returns [S98-78G]
Bye-law 26. Correction of entries [S98-79J]
Bye-law 27. Periodical returns [S98-7AM]
Bye-law 28. Records to be maintained [S98-7BP]
Bye-law 29. Disposal of appeal [S98-7CR]
Bye-law 30. Forms [S98-7DT]
Made under
Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India, with the previous approval of the Central Government, hereby makes the following bye-laws, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.
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