SEBI (Forms of Custodians of securities) Regulations, 2016 [R1F-XRY]

As at 7 September 2026. In force from 20 April 2016.

Dates: made 20 April 2016; in force 20 April 2016; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: SEBI (Forms of Custodians of securities) Regulations, 2016, SEBI (Forms of Custodians of securities) Regulations, 2016, 20th April, 2016 [R1F-XRY]. Machine: R1F-XRY.

Preamble

Regulations (36)

Regulation 1. Short title and commencement [SAJ-67H]

Regulation 2. Definitions [SAJ-68F]

Regulation 3. Register of custodians of securities [SAJ-69D]

Regulation 4. Fees [SAJ-6AB]

Regulation 5. Appeal [SAJ-6B9]

Regulation 6. Records to be maintained [SAJ-6C7]

Regulation 7. Refusal of registration [SAJ-6D5]

Regulation 8. Destruction of records [SAJ-6E3]

Regulation 9. Opportunity of hearing [SAJ-6F1]

Regulation 10. Intimation of change [SAJ-6GT]

Regulation 11. Manner of service of orders [SAJ-6HR]

Regulation 12. Validity and renewal of certificate [SAJ-6JY]

Regulation 13. Disposal of appeal [SAJ-6KW]

Regulation 14. Report to the Government [SAJ-6MJ]

Regulation 15. Particulars of application [SAJ-6NG]

Regulation 16. Maintenance of premises [SAJ-6PP]

Regulation 17. Forms [SAJ-6QM]

Regulation 18. Name board [SAJ-6RA]

Regulation 19. Report of inspection [SAJ-6S8]

Regulation 20. Custody of the register [SAJ-6TE]

Regulation 21. Records to be kept at the premises [SAJ-6VC]

Regulation 22. Report of contravention [SAJ-6W2]

Regulation 23. Duplicate certificate [SAJ-6X0]

Regulation 24. Grant of certificate of registration [SAJ-6Y6]

Regulation 25. Transfer of registration [SAJ-6Z4]

Regulation 26. Periodical returns [SAJ-70V]

Regulation 27. Surrender of certificate [SAJ-71S]

Regulation 28. Conditions of registration [SAJ-72Z]

Regulation 29. Annual statement [SAJ-73X]

Regulation 30. Production of records [SAJ-74K]

Regulation 31. Refund of fees [SAJ-75H]

Regulation 32. Correction of entries [SAJ-76Q]

Regulation 33. Safe custody [SAJ-77N]

Regulation 34. Application for registration [SAJ-78B]

Regulation 35. Language of records and returns [SAJ-799]

Regulation 36. Authorised agent [SAJ-7AF]

Made under

Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.

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