Special Court (Trial of Offences Relating to Transactions in Securities) Act, 1992 [A11-1HW]
As at 7 September 2026. In force from 25 May 1992.
Sections (72)
Chapter I. PRELIMINARY
Chapter II. BOARD
Chapter III. REGULATION OF THE BUSINESS OF AN INTERMEDIARY
Chapter IV. REGULATION OF THE BUSINESS OF A STOCK BROKER
Chapter V. REGULATION OF THE ISSUE OF SECURITIES
Chapter VI. REGULATION OF THE LISTING OF SECURITIES
Chapter VII. OFFENCES AND PENALTIES
Chapter VIII. MISCELLANEOUS
Section 1. Short title, extent and commencement [S1X-0R4]
Section 2. Definitions [S1X-0S6]
Section 3. Appointment of Board [S1X-0T0]
Section 4. Registration of listeds company [S1X-0V2]
Section 5. Prohibition of dealing in securities without licence [S1X-0WC]
Section 6. Grant of licence [S1X-0XE]
Section 7. Maintenance of records and furnishing of returns [S1X-0Y8]
Section 8. Powers of adjudicating officer [S1X-0ZA]
Section 9. Power to issue directions [S1X-10N]
Section 10. Power to exempt [S1X-11Q]
Section 11. Registration of intermediaries [S1X-12H]
Section 12. Prohibition of the business of a stock broker without licence [S1X-13K]
Section 13. Grant of licence [S1X-14X]
Section 14. Maintenance of records and furnishing of returns [S1X-15Z]
Section 15. Powers of adjudicating officer [S1X-16S]
Section 16. Power to issue directions [S1X-17V]
Section 17. Power to exempt [S1X-185]
Section 18. Registration of issuers [S1X-197]
Section 19. Prohibition of the listing of securities without licence [S1X-1A1]
Section 20. Grant of licence [S1X-1B3]
Section 21. Maintenance of records and furnishing of returns [S1X-1CD]
Section 22. Powers of adjudicating officer [S1X-1DF]
Section 23. Power to issue directions [S1X-1E9]
Section 24. Power to exempt [S1X-1FB]
Section 25. Registration of persons dealing in securities [S1X-1GG]
Section 26. Prohibition of the business of an intermediary without licence [S1X-1HJ]
Section 27. Grant of licence [S1X-1JM]
Section 28. Maintenance of records and furnishing of returns [S1X-1KP]
Section 29. Powers of adjudicating officer [S1X-1MR]
Section 30. Power to issue directions [S1X-1NT]
Section 31. Power to exempt [S1X-1PW]
Section 32. Registration of stocks broker [S1X-1QY]
Section 33. Prohibition of the issue of securities without licence [S1X-1R0]
Section 34. Grant of licence [S1X-1S2]
Section 35. Maintenance of records and furnishing of returns [S1X-1T4]
Section 36. Powers of adjudicating officer [S1X-1V6]
Section 37. Power to issue directions [S1X-1W8]
Section 38. Power to exempt [S1X-1XA]
Section 39. Registration of listeds company [S1X-1YC]
Section 40. Prohibition of dealing in securities without licence [S1X-1ZE]
Section 41. Grant of licence [S1X-20S]
Section 42. Maintenance of records and furnishing of returns [S1X-21V]
Section 43. Powers of adjudicating officer [S1X-22X]
Section 44. Power to issue directions [S1X-23Z]
Section 45. Power to exempt [S1X-24H]
Section 46. Registration of intermediaries [S1X-25K]
Section 47. Prohibition of the business of a stock broker without licence [S1X-26N]
Section 48. Grant of licence [S1X-27Q]
Section 49. Maintenance of records and furnishing of returns [S1X-289]
Section 50. Powers of adjudicating officer [S1X-29B]
Section 51. Power to issue directions [S1X-2AD]
Section 52. Power to exempt [S1X-2BF]
Section 53. Registration of issuers [S1X-2C1]
Section 54. Prohibition of the listing of securities without licence [S1X-2D3]
Section 55. Grant of licence [S1X-2E5]
Section 56. Maintenance of records and furnishing of returns [S1X-2F7]
Section 57. Powers of adjudicating officer [S1X-2GW]
Section 58. Power to issue directions [S1X-2HY]
Section 59. Power to exempt [S1X-2JR]
Section 60. Registration of persons dealing in securities [S1X-2KT]
Section 61. Prohibition of the business of an intermediary without licence [S1X-2MM]
Section 62. Grant of licence [S1X-2NP]
Section 63. Maintenance of records and furnishing of returns [S1X-2PG]
Section 64. Powers of adjudicating officer [S1X-2QJ]
Section 65. Power to issue directions [S1X-2RC]
Section 66. Penalty for contravention [S1X-2SE]
Section 67. Offences by companies [S1X-2T8]
Section 68. Appeal [S1X-2VA]
Section 69. Cognizance of offences [S1X-2W4]
Section 70. Protection of action taken in good faith [S1X-2X6]
Section 71. Power to make rules [S1X-2Y0]
Section 72. Power to remove difficulties [S1X-2Z2]
Made under
No recital of a power is printed.
Acts on (0)
none
Acted on by (2)
Exempts: Notification S.O. 2308(E), dated 14th January, 1995 [N12-7DD], 14 January 1995. "section 4 of the said Act".
Exempts: Notification S.O. 1866(E), dated 2nd September, 1996 [N12-8EJ], 2 September 1996. "section 4 of the said Act".
Not held (0)
none