Securities and Exchange Board of India (Manner of Application of The business of a stock broker) Bye-laws, 2016 [R1B-P23]

As at 7 September 2026. In force from 27 July 2016.

Dates: made 27 July 2016; in force 27 July 2016; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: Securities and Exchange Board of India (Manner of Application of The business of a stock broker) Bye-laws, 2016, Securities and Exchange Board of India (Manner of Application of The business of a stock broker) Bye-laws, 2016, 27th July, 2016 [R1B-P23]. Machine: R1B-P23.

Preamble

Bye-laws (16)

Bye-law 1. Short title and commencement [S87-HQY]

Bye-law 2. Definitions [S87-HR0]

Bye-law 3. Destruction of records [S87-HS2]

Bye-law 4. Validity and renewal of certificate [S87-HT4]

Bye-law 5. Report of inspection [S87-HV6]

Bye-law 6. Name board [S87-HW8]

Bye-law 7. Disposal of appeal [S87-HXA]

Bye-law 8. Transfer of registration [S87-HYC]

Bye-law 9. Application for registration [S87-HZE]

Bye-law 10. Refusal of registration [S87-J0S]

Bye-law 11. Grant of certificate of registration [S87-J1V]

Bye-law 12. Conditions of registration [S87-J2X]

Bye-law 13. Report to the Government [S87-J3Z]

Bye-law 14. Annual statement [S87-J4H]

Bye-law 15. Forms [S87-J5K]

Bye-law 16. Appeal [S87-J6N]

Made under

Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India, with the previous approval of the Central Government, hereby makes the following bye-laws, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.

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