Securities and Exchange Board of India Act Rules, 1995 [R10-7RE]
As at 6 September 2026. In force from 18 May 1995.
Rules (13)
Rule 1. Short title and commencement [S1Y-RTQ]
Rule 2. Definitions [S1Y-RVN]
Rule 3. Application for registration [S1Y-RWV]
Rule 4. Register of intermediaries [S1Y-RXS]
Rule 5. Conditions of licence [S1Y-RYZ]
Rule 6. Records and returns [S1Y-RZX]
Rule 7. Fees [S1Y-S02]
Rule 8. Manner of service of orders [S1Y-S10]
Rule 9. Appeal [S1Y-S26]
Rule 10. Procedure for dealing in securities [S1Y-S34]
Rule 11. Procedure for the business of an intermediary [S1Y-S4A]
Rule 12. Procedure for the business of a stock broker [S1Y-S58]
Schedule Schedule. Fees and Forms
Made under
Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Central Government hereby makes the following rules, namely". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.
Acts on (0)
none
Acted on by (0)
none
Not held (0)
none