INDIA CODE
Type a request or start a voice turn

The register holds dated texts. A date set here selects the text it holds for that day, on the pages that hold one.

Regulation 5, SEBI (Forms of Stock brokers) Regulations, 2012 [S97-XA4]

As at 7 September 2026. In force from 15 December 2012.

In SEBI (Forms of Stock brokers) Regulations, 2012 [R1D-F2X]. This text from 15 December 2012. No other text held.

Synthetic. This instrument, its title, its number and the words of this section are generated by the register.

Cite: Regulation 5, SEBI (Forms of Stock brokers) Regulations, 2012 [S97-XA4]. Machine: S97-XA4.

Annual statement.—Every stock broker shall furnish to the Clearing Corporation, on or before the thirtieth day of April every year, a statement in Form D of every register of transactions held by him on the thirty-first day of March of that year, together with a certificate that the statement is true and complete, and shall preserve a copy of the statement and of the certificate for ten days from the date on which it is furnished.

Defined terms in this text (0)

none

Made under this regulation, or naming it (0)

none

Cited by (0)

none

Not held (0)

none

Duties published under this regulation (0)

none

Regulation 5, SEBI (Forms of Stock brokers) Regulations, 2012 [S97-XA4]