SEBI (Forms of Stock brokers) Regulations, 2012 [R1D-F2X]

As at 7 September 2026. In force from 15 December 2012.

Dates: made 15 December 2012; in force 15 December 2012; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: SEBI (Forms of Stock brokers) Regulations, 2012, SEBI (Forms of Stock brokers) Regulations, 2012, 15th December, 2012 [R1D-F2X]. Machine: R1D-F2X.

Preamble

Regulations (20)

Regulation 1. Short title and commencement [S97-X6W]

Regulation 2. Definitions [S97-X7Y]

Regulation 3. Particulars of application [S97-X80]

Regulation 4. Validity and renewal of certificate [S97-X92]

Regulation 5. Annual statement [S97-XA4]

Regulation 6. Opportunity of hearing [S97-XB6]

Regulation 7. Application for registration [S97-XC8]

Regulation 8. Fees [S97-XDA]

Regulation 9. Report to the Government [S97-XEC]

Regulation 10. Destruction of records [S97-XFE]

Regulation 11. Duplicate certificate [S97-XGN]

Regulation 12. Transfer of registration [S97-XHQ]

Regulation 13. Records to be maintained [S97-XJH]

Regulation 14. Custody of the register [S97-XKK]

Regulation 15. Refusal of registration [S97-XMX]

Regulation 16. Periodical returns [S97-XNZ]

Regulation 17. Surrender of certificate [S97-XPS]

Regulation 18. Disposal of appeal [S97-XQV]

Regulation 19. Intimation of change [S97-XR5]

Regulation 20. Appeal [S97-XS7]

Made under

Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.

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Not held (0)

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