Section 9, Securities and Exchange Board of India Act, 1992 [S1W-XPB]
As at 7 September 2026. In force from 28 April 1992.
Made under Section 9, Securities and Exchange Board of India Act, 1992, or naming it (38)
Circular SEBI/HO/MRD/CIR/P/2012/3871 of the Securities and Exchange Board of India dated 10th May, 2012 on the management of a mutual fund [C1E-KDA], 10 May 2012, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2014/4553 of the Securities and Exchange Board of India dated 27th November, 2014 on the custody of securities [C1B-0JT], 27 November 2014, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2023/1286 of the Securities and Exchange Board of India dated 9th March, 2023 on the business of an investment adviser [C14-2DY], 9 March 2023, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2025/3507 of the Securities and Exchange Board of India dated 23rd March, 2025 on the listing of securities [C14-9RR], 23 March 2025, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Notification S.O. 4478(E) of the Department of Economic Affairs dated 7th April, 2006 under section 9 [N13-41H], 7 April 2006, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Central Government hereby directs that the powers exercisable by it under section 9 shall, subject to its control, also be exercisable by the adjudicating officer"
Circular MRD/CIR/2020/4451 of the Securities and Exchange Board of India dated 17th October, 2020 on the listing of securities [C11-XRF], 17 October 2020, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2025/4214 of the Securities and Exchange Board of India dated 24th January, 2025 on the listing of securities [C12-BR5], 24 January 2025, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2018/3928 of the Securities and Exchange Board of India dated 7th August, 2018 on the issue of securities [C11-Q2K], 7 August 2018, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2017/684 of the Securities and Exchange Board of India dated 19th October, 2017 on the business of a stock broker [C11-MKR], 19 October 2017, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2021/3354 of the Securities and Exchange Board of India dated 22nd February, 2021 on the listing of securities [C11-YT7], 22 February 2021, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2020/1814 of the Securities and Exchange Board of India dated 20th August, 2020 on the business of a stock broker [C11-X2Y], 20 August 2020, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2020/2778 of the Securities and Exchange Board of India dated 26th February, 2020 on the business of an intermediary [C11-VMF], 26 February 2020, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2009/2148 of the Securities and Exchange Board of India dated 13th May, 2009 on the business of a stock broker [C10-YC6], 13 May 2009, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2007/1434 of the Securities and Exchange Board of India dated 9th December, 2007 on the business of a stock broker [C10-TQ5], 9 December 2007, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2017/4627 of the Securities and Exchange Board of India dated 10th June, 2017 on the business of an intermediary [C11-KK4], 10 June 2017, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2020/4163 of the Securities and Exchange Board of India dated 23rd September, 2020 on the listing of securities [C11-XGZ], 23 September 2020, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2025/3266 of the Securities and Exchange Board of India dated 8th November, 2025 on the listing of securities [C12-FH7], 8 November 2025, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2007/1559 of the Securities and Exchange Board of India dated 13th June, 2007 on dealing in securities [C10-SCT], 13 June 2007, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2019/129 of the Securities and Exchange Board of India dated 12th June, 2019 on the business of an intermediary [C11-SSX], 12 June 2019, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2022/1433 of the Securities and Exchange Board of India dated 20th April, 2022 on the issue of securities [C12-31Q], 20 April 2022, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2006/2509 of the Securities and Exchange Board of India dated 17th October, 2006 on the publication of research reports [C16-H2P], 17 October 2006, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2019/3710 of the Securities and Exchange Board of India dated 16th December, 2019 on the rating of securities [C17-KGQ], 16 December 2019, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2019/4107 of the Securities and Exchange Board of India dated 9th June, 2019 on dealing in securities [C15-MTF], 9 June 2019, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2010/4745 of the Securities and Exchange Board of India dated 7th August, 2010 on the publication of research reports [C14-XKM], 7 August 2010, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2009/537 of the Securities and Exchange Board of India dated 2nd September, 2009 on the pooling of funds for investment [C1A-JZA], 2 September 2009, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2017/355 of the Securities and Exchange Board of India dated 25th February, 2017 on the listing of securities [C19-8TZ], 25 February 2017, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2008/1549 of the Securities and Exchange Board of India dated 27th August, 2008 on the business of a stock broker [C18-K05], 27 August 2008, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2013/835 of the Securities and Exchange Board of India dated 27th March, 2013 on dealing in securities [C1E-NKB], 27 March 2013, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2012/1753 of the Securities and Exchange Board of India dated 25th May, 2012 on the business of a depository participant [C1C-NSF], 25 May 2012, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2016/1741 of the Securities and Exchange Board of India dated 13th May, 2016 on the publication of research reports [C1D-02A], 13 May 2016, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2026/1560 of the Securities and Exchange Board of India dated 12th July, 2026 on the business of an investment adviser [C1H-WGF], 12 July 2026, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2019/3292 of the Securities and Exchange Board of India dated 12th March, 2019 on the rating of securities [C1H-3KT], 12 March 2019, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2010/405 of the Securities and Exchange Board of India dated 7th July, 2010 on the business of a merchant banker [C1P-2VK], 7 July 2010, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2010/1996 of the Securities and Exchange Board of India dated 28th December, 2010 on the management of a mutual fund [C1P-3VQ], 28 December 2010, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular SEBI/HO/MRD/CIR/P/2019/1532 of the Securities and Exchange Board of India dated 2nd May, 2019 on the custody of securities [C1J-YZ1], 2 May 2019, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"
Circular MRD/CIR/2024/3709 of the Securities and Exchange Board of India dated 20th August, 2024 on the business of a registrar to an issue [C1K-FZ7], 20 August 2024, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular MRD/CIR/2021/1851 of the Securities and Exchange Board of India dated 6th October, 2021 on the pooling of funds for investment [C1N-34M], 6 October 2021, in force. Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following"
Circular SEBI/HO/MRD/CIR/P/2010/279 of the Securities and Exchange Board of India dated 2nd April, 2010 on investment in securities by a foreign portfolio investor [C1M-4VV], 2 April 2010, in force. Recital: "This circular is issued in exercise of the powers conferred under section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market"