Circular MRD/CIR/2019/4107 of the Securities and Exchange Board of India dated 9th June, 2019 on dealing in securities [C15-MTF]

As at 7 September 2026. In force. No commencement recorded.

Dates: made 9 June 2019; in force not recorded; ceased none recorded. Gazette: none recorded. Band B.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: Circular MRD/CIR/2019/4107 of the Securities and Exchange Board of India dated 9th June, 2019 on dealing in securities, Circular MRD/CIR/2019/4107, 9th June, 2019 [C15-MTF]. Machine: C15-MTF.

MRD/CIR/2019/4107

Securities and Exchange Board of India

Mumbai, dated the 9th June, 2019

CIRCULAR

All Investigating Authorities,

Subject: Dealing in securities by persons dealing in securities under the Securities and Exchange Board of India Act, 1992, regarding.

In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following

1. References have been received seeking clarification on the manner in which section 9 applies to dealing in securities by persons dealing in securities.

2. The matter has been examined. Every person dealing in securities carrying on dealing in securities shall make an application in Form F to the Investor Protection Fund Trust within ten days, accompanied by a fee of twenty-five thousand rupees.

3. It is, accordingly, clarified that a separate application shall be made in respect of each place at which dealing in securities is undertaken, and the Investor Protection Fund Trust shall dispose of it within ten days of its receipt.

4. Difficulties, if any, in the implementation of this circular may be brought to the notice of the Securities and Exchange Board of India.

(Chief General Manager)

Made under

Recital: "In exercise of the powers conferred by section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby issues the following". Names section 9 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-XPB]. Vires verified.

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