Duties
Duties of Every stock broker (14)
18 February 1949[D10-FV6] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Scheduled Securities (Hyderabad) Act, 1949 [S19-S51].13 June 1956[D10-P6J] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Securities Contracts (Regulation) Act, 1956 [S1D-G39].19 February 1985[D11-BQ6] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Region Planning Board Act, 1985 [S1T-4JX].28 April 1992[D11-G1C] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Securities and Exchange Board of India Act, 1992 [S1W-XMF].25 May 1992[D11-G70] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Special Court (Trial of Offences Relating to Transactions in Securities) Act, 1992 [S1X-0Y8].22 January 1998[D12-PKD] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Finance Department, Government of Tamil Nadu (synthetic record). Source: section 7, Tamil Nadu Protection of Interests of Depositors Act, 1997 [S2K-58Z].22 July 2005[D11-R75] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Parel Investments and Trading Private Limited and Domestic Gas Private Limited (Taking over of Management) Repeal Act, 2005 [S22-8FW].22 April 2007[D11-TPA] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Act, 2007 [S23-NWC].3 September 2009[D11-WTA] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Act, 2009 [S24-KNV].21 June 2010[D11-XF1] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009 [S25-7QD].11 June 2011[D11-Y4V] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special provisions) Act, 2011 [S25-SS6].1 December 2011[D11-YA7] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special provisions) Second Act, 2011 [S25-W21].15 October 2019[D12-3PS] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi (Recognition of Property Rights of Residents in Unauthorised Colonies) Act, 2019 [S29-4XT].4 March 2021[D12-540] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Commission For Air Quality Management National Capital Region and Adjoining Areas Act, 2021 [S2A-EWD].
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Scheduled Securities (Hyderabad) Act, 1949 [S19-S51].13 June 1956[D10-P6J] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Securities Contracts (Regulation) Act, 1956 [S1D-G39].19 February 1985[D11-BQ6] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Region Planning Board Act, 1985 [S1T-4JX].28 April 1992[D11-G1C] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Securities and Exchange Board of India Act, 1992 [S1W-XMF].25 May 1992[D11-G70] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Special Court (Trial of Offences Relating to Transactions in Securities) Act, 1992 [S1X-0Y8].22 January 1998[D12-PKD] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Finance Department, Government of Tamil Nadu (synthetic record). Source: section 7, Tamil Nadu Protection of Interests of Depositors Act, 1997 [S2K-58Z].22 July 2005[D11-R75] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Parel Investments and Trading Private Limited and Domestic Gas Private Limited (Taking over of Management) Repeal Act, 2005 [S22-8FW].22 April 2007[D11-TPA] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Act, 2007 [S23-NWC].3 September 2009[D11-WTA] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Act, 2009 [S24-KNV].21 June 2010[D11-XF1] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009 [S25-7QD].11 June 2011[D11-Y4V] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special provisions) Act, 2011 [S25-SS6].1 December 2011[D11-YA7] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi Laws (Special provisions) Second Act, 2011 [S25-W21].15 October 2019[D12-3PS] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, National Capital Territory of Delhi (Recognition of Property Rights of Residents in Unauthorised Colonies) Act, 2019 [S29-4XT].4 March 2021[D12-540] Every stock broker: Maintain records and registers of the business of a stock broker; preserve for five years; furnish the annual return in Form B; fifteen days from the end of every financial year; Form B.
Published by Department of Economic Affairs, Ministry of Finance (synthetic record). Source: section 7, Commission For Air Quality Management National Capital Region and Adjoining Areas Act, 2021 [S2A-EWD].