Regulation 4, PFRDA (Appeals of Retirement advisers) Regulations, 2023 [SAY-JTV]
As at 7 September 2026. In force from 18 February 2023.
Records to be maintained.—Every retirement adviser shall maintain, in Form 5, a record of the advising of subscribers showing the particulars of every contribution received, held and disposed of, shall make every entry in the record within fifteen days of the transaction to which it relates, and shall preserve the record for a period of five years from the date of the last entry.
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