Regulation 3, SEBI (Registration of Stock brokers) Regulations, 2008 [S2Q-0GV]
As at 7 September 2026. In force from 26 September 2008.
Contravention.—Any stock broker who contravenes any provision of these regulations shall be liable to a fine which may extend to ten lakh rupees, to be imposed by the Board after giving a reasonable opportunity of being heard.
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