INDIA CODE

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Section 11, Securities and Exchange Board of India Act, 1992 [S1W-XRQ]

As at 7 September 2026. In force from 28 April 1992.

In Securities and Exchange Board of India Act, 1992 [A11-1F5]. This text from 28 April 1992. No other text held.

Synthetic. The words of this section are generated by the register; the title, number and year of the Act are real.

Cite: Section 11, Securities and Exchange Board of India Act, 1992 [S1W-XRQ]. Machine: S1W-XRQ.

11. Registration of intermediaries.—(1) Every intermediary shall, within thirty days from the commencement of this Act or, where such person begins the business of an intermediary after such commencement, within thirty days from the date of such beginning, make an application for registration to the Board in Form C, accompanied by a fee of twenty-five thousand rupees. (2) The Board shall, on being satisfied that the application is in order, register the applicant and issue a certificate of registration in such form as may be prescribed. (3) No intermediary shall carry on the business of an intermediary unless registered under this section.

Defined terms in this text (2)

Board: Section 2, Securities and Exchange Board of India Act, 1992 [S1WXFW] (In this Act, unless the context otherwise requires,—): "Board" means the Securities and Exchange Board of India established under section 3 of the Securities and Exchange Board of India Act, 1992 (15 of 1992)

Board: 279 more definitions.

intermediary: Section 2, Securities and Exchange Board of India Act, 1992 [S1WXFW] (In this Act, unless the context otherwise requires,—): "intermediary" means a person registered under section 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992)

intermediary: 25 more definitions.

Made under this section, or naming it (0)

none

Cited by (0)

none

Not held (0)

none

Duties published under this section (0)

none

Section 11, Securities and Exchange Board of India Act, 1992 [S1W-XRQ]