Securities and Exchange Board of India (Registration of The business of a stock broker) Bye-laws, 2007 [R10-GQ6]

As at 7 September 2026. In force from 3 January 2007.

Dates: made 3 January 2007; in force 3 January 2007; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. This instrument, its title, its number and its words are generated by the register, beneath the Act its recital names.

Cite: Securities and Exchange Board of India (Registration of The business of a stock broker) Bye-laws, 2007, Securities and Exchange Board of India (Registration of The business of a stock broker) Bye-laws, 2007, 3rd January, 2007 [R10-GQ6]. Machine: R10-GQ6.

Preamble

Bye-laws (7)

Bye-law 1. Short title and commencement [S2Z-TD9]

Bye-law 2. Definitions [S2Z-TEF]

Bye-law 3. Contravention [S2Z-TFD]

Bye-law 4. Registration [S2Z-TGP]

Bye-law 5. Records [S2Z-THM]

Bye-law 6. Returns [S2Z-TJJ]

Bye-law 7. Inspection [S2Z-TKG]

Made under

Recital: "In exercise of the powers conferred by section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India, with the previous approval of the Central Government, hereby makes the following bye-laws, namely:". Names section 64 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) [S1W-ZDG]. Vires verified.

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