National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009 [A11-DXH]

As at 7 September 2026. In force from 21 June 2010 by S.O. 3216(E) [N12-EZD].

Dates: made 19 December 2009; in force 21 June 2010; ceased none recorded. Gazette: none recorded. Band A.

Synthetic. The words of this Act are generated by the register; its title, number and year are real.

Cite: National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009, Act 40 of 2009 [A11-DXH]. Machine: A11-DXH.

Sections (40)

Chapter I. PRELIMINARY

Chapter II. BOARD

Chapter III. REGULATION OF THE BUSINESS OF AN INTERMEDIARY

Chapter IV. OFFENCES AND PENALTIES

Chapter V. MISCELLANEOUS

Section 1. Short title, extent and commencement [S25-7H1]

Section 2. Definitions [S25-7J7]

Section 3. Appointment of Board [S25-7K5]

Section 4. Registration of listeds company [S25-7MB]

Section 5. Prohibition of dealing in securities without licence [S25-7N9]

Section 6. Grant of licence [S25-7PF]

Section 7. Maintenance of records and furnishing of returns [S25-7QD]

Section 8. Powers of adjudicating officer [S25-7RK]

Section 9. Power to issue directions [S25-7SH]

Section 10. Power to exempt [S25-7TQ]

Section 11. Registration of intermediaries [S25-7VN]

Section 12. Prohibition of the business of a stock broker without licence [S25-7WV]

Section 13. Grant of licence [S25-7XS]

Section 14. Maintenance of records and furnishing of returns [S25-7YZ]

Section 15. Powers of adjudicating officer [S25-7ZX]

Section 16. Power to issue directions [S25-80Z]

Section 17. Power to exempt [S25-81X]

Section 18. Registration of issuers [S25-82V]

Section 19. Prohibition of the listing of securities without licence [S25-83S]

Section 20. Grant of licence [S25-84Q]

Section 21. Maintenance of records and furnishing of returns [S25-85N]

Section 22. Powers of adjudicating officer [S25-86K]

Section 23. Power to issue directions [S25-87H]

Section 24. Power to exempt [S25-88F]

Section 25. Registration of persons dealing in securities [S25-89D]

Section 26. Prohibition of the business of an intermediary without licence [S25-8AB]

Section 27. Grant of licence [S25-8B9]

Section 28. Maintenance of records and furnishing of returns [S25-8C7]

Section 29. Powers of adjudicating officer [S25-8D5]

Section 30. Power to issue directions [S25-8E3]

Section 31. Power to exempt [S25-8F1]

Section 32. Registration of stocks broker [S25-8GT]

Section 33. Prohibition of the issue of securities without licence [S25-8HR]

Section 34. Penalty for contravention [S25-8JY]

Section 35. Offences by companies [S25-8KW]

Section 36. Appeal [S25-8MJ]

Section 37. Cognizance of offences [S25-8NG]

Section 38. Protection of action taken in good faith [S25-8PP]

Section 39. Power to make rules [S25-8QM]

Section 40. Power to remove difficulties [S25-8RA]

Made under

No recital of a power is printed.

Acts on (0)

none

Acted on by (3)

Commences: Notification S.O. 3216(E), dated 8th June, 2010 [N12-EZD], 21 June 2010. "shall come into force".

Amends: National Capital Territory of Delhi Laws (Special Provisions) Second Act (Amendment) Act, 2013 [A11-GQY], 15 June 2013. "section 36 of the National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009 (40 of 2009)".

Amends: National Capital Territory of Delhi Laws (Special Provisions) Second Act (Amendment) Act, 2019 [A11-P1F], 18 March 2019. "section 36 of the National Capital Territory of Delhi Laws (Special Provisions) Second Act, 2009 (40 of 2009)".

Not held (0)

none